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  • The Controversy Surrounding the Corporate Transparency Act of 2019

    May 22, 2020 at 12:00PM Gavin/Solmonese’s Anne Eberhardt explores the opposition to the Corporate Transparency Act of 2019, stemming in part from privacy concerns and worry over the potential compromise of preserving market competitive forces. On October 22, 2019, the House voted to pass the Corporate Transparency Act of 2019, a bill to require disclosure of the “ultimate beneficial owners,” […] The post The Controversy Surrounding the Corporate Transparency Act of 2019 appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2LRXTws
  • The Controversy Surrounding the Corporate Transparency Act of 2019

    May 22, 2020 at 12:00PM Gavin/Solmonese’s Anne Eberhardt explores the opposition to the Corporate Transparency Act of 2019, stemming in part from privacy concerns and worry over the potential compromise of preserving market competitive forces. On October 22, 2019, the House voted to pass the Corporate Transparency Act of 2019, a bill to require disclosure of the “ultimate beneficial owners,” […] The post The Controversy Surrounding the Corporate Transparency Act of 2019 appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2LRXTws
  • 5 Ideas for Chief Compliance Officers Navigating into the “Next Normal”

    May 22, 2020 at 12:00PM COVID-19 is shifting the risk and compliance landscape for businesses. Deloitte’s Rob Biskup comments on the environment that’s becoming the “next normal” and offers guidance for CCOs to consider moving forward. It can be said that when you strip the bark off a tree, it tends to expose the decay — and this metaphor may […] The post 5 Ideas for Chief Compliance Officers Navigating into the “Next Normal” appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2WRD4ri
  • Could Your Next Video Conference Land You in Prison?

    May 21, 2020 at 12:00PM With the sudden increase in WFH policies, many companies have increased their use of audio and video conferencing tools. But with improved communication and productivity they offer comes increased security concerns. Kroll’s Alan Brill discusses privacy risks and examines the legal issues associated with using these tools. As IT and information security teams and professionals […] The post Could Your Next Video Conference Land You in Prison? appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2ykwIHy
  • Drawing The Line Between Collaboration and Collusion

    May 21, 2020 at 12:00PM COVID-19 is creating a gray area between legitimate collaboration and anticompetitive collusion. (Not all information exchanges point to price-fixing.) Morrison Foerster’s David Cross and Margaret Webb explain the impact this is having on lawful collaboration. Collaboration among businesses, including competitors, is critically important to help address the global pandemic. The U.S. Department of Justice Antitrust Division […] The post Drawing The Line Between Collaboration and Collusion appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2LIO7wG
  • Codes of Conduct: Life Is Hard, But It’s Harder When You’re Dumb

    May 20, 2020 at 12:00PM More often than not, companies stumble into one or more of the health care compliance bear traps out of ignorance rather than malfeasance. Jim Nortz discusses the key role sales and marketing codes of conduct can play in preventing noncompliance. “Papa God and the Monkey” was one of my kids’ favorite stories when they were […] The post Codes of Conduct: Life Is Hard, But It’s Harder When You’re Dumb appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/3e4CI6E
  • COVID-19, Compliance and Information Technology

    May 20, 2020 at 12:00PM COVID-19 has created incredible technology and compliance challenges for many companies. Professor Tom C.W. Lin explains how by smartly integrating their compliance and IT functions, businesses will be better able to confront these challenges. The unfolding COVID-19 pandemic has disrupted businesses in unforeseen and unimaginable ways. As businesses navigate the changing terrain of life during […] The post COVID-19, Compliance and Information Technology appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2TnMDfC
  • New Products from ProcessUnity to Enhance TPRM Programs

    May 19, 2020 at 09:21PM ProcessUnity Introduces Vendor Intelligence Suite, Launches Vendor Cyber Intelligence with BitSight to Enhance Third-Party Risk Management Programs First in a Series of ProcessUnity Vendor Intelligence Capabilities Integrates Cybersecurity Ratings for Complete Vendor Oversight Concord, MA (May 19, 2020) – ProcessUnity, a leading provider of cloud-based applications for risk and compliance management, today extended its Vendor Risk Management automation […] The post New Products from ProcessUnity to Enhance TPRM Programs appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2zQWrba
  • After Coronavirus, What Will Compliance Look Like?

    May 19, 2020 at 12:00PM COVID-19 has impacted virtually every aspect of our lives. Compliance pros may be wondering whether and how corporate compliance will ultimately be affected. Mark Delgado, Mitratech’s Managing Director of GRC, offers insights into how companies can meet compliance mandates as they emerge from COVID lockdowns. Once the planet has passed beyond the uncertainties of this […] The post After Coronavirus, What Will Compliance Look Like? appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/3cLOC56
  • NICE Actimize and Infosys Announce Strategic Partnership to Offer End-to-End Financial Crime Solutions

    May 13, 2020 at 07:47PM The next-generation suite of financial crime solutions will allow organizations to protect their customers using the industry’s leading solutions and services Hoboken, NJ and Bengaluru, India (May 13, 2020) — NICE Actimize, a NICE business and a leader in Autonomous Financial Crime Management and Infosys, a global leader in next-generation digital services and consulting, together today […] The post NICE Actimize and Infosys Announce Strategic Partnership to Offer End-to-End Financial Crime Solutions appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/3cJFcXO
  • Compliance Checklist: Managing COVID-19 Return-to-Work Issues

    May 18, 2020 at 12:00PM Organizations are confronting challenges they have never faced before as the recovery from COVID-19 begins. Squire Patton Boggs’ Laura Lawless and Dan Pasternak share a compliance checklist to guide businesses as operations resume. As states begin the process of gradually lifting COVID-19-related “stay-at-home” orders, employers face the unprecedented challenge of restarting their businesses after prolonged […] The post Compliance Checklist: Managing COVID-19 Return-to-Work Issues appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2WFK8Ho
  • Due Diligence Best Practices to Support Your COVID-19 Recovery Efforts

    May 15, 2020 at 12:00PM How can compliance programs support their firm’s recovery from COVID-19? Kroll’s Daniel Hartnett suggests that due diligence best practices can help compliance officers assist their firm’s efforts to rebuild the global supply chain network in a likely environment of “doing more with less.” The COVID-19 pandemic is altering global supply chains in ways that will […] The post Due Diligence Best Practices to Support Your COVID-19 Recovery Efforts appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2zEuaEE
  • Coalfire Report: Compliance in the Era of Digital Transformation

    May 14, 2020 at 08:45PM Global cybersecurity risk advisory and assessment provider Coalfire has just released a comprehensive new research report with data about cybersecurity compliance priorities, strategies and practices. The report summarizes findings from a survey, conducted together with global analyst consulting firm Omdia, of senior risk, security and IT executives in global organizations and reveals the need for […] The post Coalfire Report: Compliance in the Era of Digital Transformation appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2ZaPZGi
  • 2020 Cyber Report: Compliance Burdens Unsustainable

    May 13, 2020 at 08:47PM New and changing regulations, a critical shortage of cybersecurity professionals and digital transformation spell end of status quo Select respondents seeing more than 40 percent efficiency improvements by applying transformational approach to compliance Westminster, CO (May 13, 2020) – Coalfire, a provider of cybersecurity advisory and assessment services, today released the Securealities Compliance Research Report in […] The post 2020 Cyber Report: Compliance Burdens Unsustainable appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2LrnxIb
  • Adapting Model Governance to AI/ML Systems for Financial Institutions

    May 14, 2020 at 12:00PM Firms need not thrown away long-established governance principles to adapt to AI/ML. Rather, as Mayer Brown’s Reginald Goeke, Stephanie Monaco and Leslie Cruz share, companies can modify their existing model risk management systems to address issues raised by AI/ML tools. As the financial services industry increasingly turns to the use of artificial intelligence (AI) and […] The post Adapting Model Governance to AI/ML Systems for Financial Institutions appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/3dOiWfz
  • Internal Controls: Good People and Wishful Thinking Are Not Effective Compliance Strategies

    May 13, 2020 at 12:00PM Jim Nortz continues a six-part series discussing a number of regulatory “bear traps” in the health care industry with a discussion on the importance of effective internal controls in preventing fraud. Bob was a good guy. He was a trusted friend and colleague earning a healthy salary serving as CFO at a multinational corporation. I […] The post Internal Controls: Good People and Wishful Thinking Are Not Effective Compliance Strategies appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2WSSZVi
  • Navigating and Weathering the COVID-19 Storm with Your Trade Secrets Intact

    May 13, 2020 at 12:00PM With a substantial increase in remote working, lax cybersecurity measures for the sake of convenience and tens of millions of employees having been furloughed or laid off, it’s becoming critical for organizations to step up their protections of their trade secrets. Partners at Seyfarth Shaw LLP address the risks and difficulties companies face. The COVID-19 […] The post Navigating and Weathering the COVID-19 Storm with Your Trade Secrets Intact appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/3dHfJOE
  • Is COVID-19 Infecting Your Internal Control over Financial Reporting?

    May 12, 2020 at 12:00PM The COVID-19 pandemic has triggered rapid changes to business processes, not least of which has been the widespread migration of employees to remote working arrangements. Kral Ussery partner Michael Ussery explores what impacts these business processes changes might have on internal control over financial reporting (ICFR). The rapid closure of many “nonessential”[1] businesses and government […] The post Is COVID-19 Infecting Your Internal Control over Financial Reporting? appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights https://bit.ly/2SWjwQr

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