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  • Overcoming the Pitfalls of Disparate AML Compliance Systems

    November 20, 2019 at 12:00PM A compliance officer’s job can be complicated enough, but some financial institutions impose hardship by having too many disparate solutions working on the same problem. CaseWare RCM’s Eric Hansen explains why working in these compliance silos can make it more difficult for compliance pros to do their job. A day in the life of a […] The post Overcoming the Pitfalls of Disparate AML Compliance Systems appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2O1nGnQ
  • How M&A Benefits from Independent Assessment

    November 20, 2019 at 12:00PM Pop quiz! What’s the best time to engage an independent monitor for an M&A process? Answer: “as early as is practicable.” Jay Rosen explores how an independent integrity monitor can benefit the entire M&A process. By engaging an independent monitor as early as is practicable, there can be preliminary discussions with senior management about the […] The post How M&A Benefits from Independent Assessment appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/35tVO1R
  • Preparing for Generation Z – The Future of the Front Line in Risk Management

    November 19, 2019 at 12:00PM Generation Z is poised to comprise nearly a quarter of the global workforce – and they’ll shortly become the first line of defense for most organizations. MetricStream COO Gaurav Kapoor discusses some unique attributes, expectations and risks associated with Gen Z. As Generation Z starts to enter the workforce, it will shortly make up almost […] The post Preparing for Generation Z – The Future of the Front Line in Risk Management appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2rU4JLb
  • Diligent Institute Report: Director Views on Priorities and Society

    November 18, 2019 at 04:05PM Directors are more focused on non-shareholder needs than the public and media believe. This is according to the just-released report from Diligent Institute and Stanford University’s Rock Center for Corporate Governance. The report paints a nuanced picture of how board directors are managing shareholder and stakeholder interests and where improvements can be made. Some key […] The post Diligent Institute Report: Director Views on Priorities and Society appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/35eKTsI
  • Simplifying Compliance with an Inside-Out Security Mode

    November 18, 2019 at 12:00PM Shifting from an “outside-in” to an “inside-out” security strategy enables an organization to adapt readily to an ever-changing regulatory landscape – despite resource constraints. Optiv’s John Clark discusses. The adoption of the General Data Protection Regulation (GDPR) in April 2016 initiated a worldwide debate over consumer data privacy rights and regulations. More than three years […] The post Simplifying Compliance with an Inside-Out Security Mode appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2Xp800H
  • Enterprise Risk 2020: Are We Ready for Security 4.0?

    November 15, 2019 at 12:00PM G4S’ Rachelle Loyear points to several risk data points from ISACA’s recent State of Enterprise Risk Management survey, offers tactics to improve risk mitigation efforts and shares tips for learning from past industry trends. If you keep tabs on trends in cybersecurity, you’ll have noticed a lot of stories in the last year or two […] The post Enterprise Risk 2020: Are We Ready for Security 4.0? appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2pmXbzV
  • Smarsh Electronic Communications Compliance Report

    November 14, 2019 at 09:06PM Survey underscores the need for financial firms to embrace social, mobile and collaboration technologies in order to compete and grow Smarsh released its ninth annual Electronic Communications Compliance Survey Report today. The survey of more than 300 compliance professionals in the financial services industry finds that organizations must rethink their approaches to the adoption, retention […] The post Smarsh Electronic Communications Compliance Report appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/33O2gzX
  • It’s Time to Reconsider the Term “Whistleblower”

    November 14, 2019 at 12:00PM NAVEX Global CCO Carrie Penman discusses how the derogatory meaning we’ve assigned the label “whistleblower” actually discourages the reporting we train and expect employees to do when they witness wrongdoing. For many years, I’ve been concerned that the term whistleblower — which admittedly has become ingrained in both the public and private sectors — will […] The post It’s Time to Reconsider the Term “Whistleblower” appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2qelGPZ
  • Where the CCPA and GDPR Overlap and Diverge

    November 14, 2019 at 12:00PM Before the CCPA becomes law on January 1, 2020, compliance officers worldwide (not just in California or the U.S.) need to be sure their companies are compliant. Are steps taken toward GDPR compliance sufficient? Termly’s Felix Sebastian explores the differences between the regulations. Since the General Data Protection Regulation (GDPR) took force, businesses have collectively […] The post Where the CCPA and GDPR Overlap and Diverge appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/37ejfhg
  • 5 Steps to Improve Board Monitoring of Compliance

    November 13, 2019 at 12:00PM Compliance professionals’ jobs are made immeasurably more difficult without the support of the board. Michael Volkov offers five concrete actions the compliance department can take to enhance the board-compliance relationship. In today’s aggressive enforcement environment, corporate board members have a target on their respective backs. Even with robust liability insurance, corporate boards are operating in a […] The post 5 Steps to Improve Board Monitoring of Compliance appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/34UYHbw
  • Oversight of Merged Companies

    November 13, 2019 at 12:00PM Jay Rosen considers what a monitor would review to determine if a company adequately considered ethics and compliance during the M&A process. There are two distinct phases in the M&A process: pre- and post-acquisition. In each phase, an independent monitor would look at different aspects of it. The first is the planning, negotiation and due […] The post Oversight of Merged Companies appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2KiZz1N
  • Anticipating the Next New Variety of Cybersecurity Litigation

    November 12, 2019 at 12:00PM Whistleblower cases may be the next trend in cybersecurity litigation. Morrison & Foerster’s Kristen J. Mathews, Mark David McPherson and Janie Schulman discuss various measures and best practices for companies in guarding against potential liability. While there has (understandably) been a media frenzy about whistleblowers and protections for them in the last few weeks, whistleblowers […] The post Anticipating the Next New Variety of Cybersecurity Litigation appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2CxLnhc
  • Navigating the California Consumer Privacy Act

    November 12, 2019 at 12:00PM With the California Consumer Privacy Act (CCPA) going into effect shortly, eSentire’s Mark Sangster deliberates on evolving data privacy laws and how companies can ensure stronger data privacy for customers. The 2018 Cambridge Analytica scandal was a watershed moment for citizen privacy and the protection of our information rights. Consumers gained a greater understanding of […] The post Navigating the California Consumer Privacy Act appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2KdIUMS
  • The Unaoil Exec’s Guilty Pleas: The Ahsanis’ Criminal Information

    November 11, 2019 at 05:29PM The bribery described here is audacious; the scale of the corruption is stunning.  Monaco-based Unaoil maintained a global scheme of wrong-doing that involved more than 1,400 employees, 10 countries and at least 27 different entities. The company pleaded guilty in March to arranging millions in bribes, making it one of the most significant FCPA enforcements […] The post The Unaoil Exec’s Guilty Pleas: The Ahsanis’ Criminal Information appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/36TlHcO
  • Inconsistencies in FCPA Enforcement: Key Considerations for a Potential FCPA Voluntary Disclosure

    November 11, 2019 at 12:00PM In multiple recent cases, it seems the DOJ has softened its approach on charging self-disclosing companies for FCPA crimes involving aggravated circumstances. Bass, Berry & Sims’ Lindsey Fetzer, Thad McBride and Abby Yi discuss the implications. The U.S. Foreign Corrupt Practices Act (FCPA) does not mandate self-disclosure of potential violations.[1] However, when determining whether to […] The post Inconsistencies in FCPA Enforcement: Key Considerations for a Potential FCPA Voluntary Disclosure appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2OdqM7p
  • Managing the Impact of AML Compliance: Technology vs. Human Capital

    November 08, 2019 at 12:00PM As compliance regulations grow in complexity, organizations will need to both protect their reputation and avoid costly enforcement actions. LexisNexis Risk Solutions’ Leslie Bailey discusses how best to manage the challenge. Anti-money laundering (AML) compliance costs have continued to increase at a dramatic pace. Our recent study projected that the cost of compliance for U.S. […] The post Managing the Impact of AML Compliance: Technology vs. Human Capital appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/33ugBSd
  • CCPA Puts Consumers in Control of Their Data

    November 08, 2019 at 12:00PM Thanks to CCPA, Californian consumers are about to have more control over their personal data. Evident CEO David Thomas stresses that identity verification is key if organizations hope to prevent fraud when responding to data subject requests. January 1, 2020 marks more than just a new calendar year. For Californians, it marks a shift in […] The post CCPA Puts Consumers in Control of Their Data appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2K0J7TR
  • The True Cost of Website Inaccessibility

    November 07, 2019 at 12:00PM If you think retooling your website to be fully accessible is cost prohibitive, consider the cost of noncompliance. Deque Systems CEO Preety Kumar explores what a lack of accessibility can cost an organization. Legal action taken against companies for having websites, mobile apps and docs that aren’t accessible to those who are visually, hearing or […] The post The True Cost of Website Inaccessibility appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/34Bpx8o

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