FINTECH TUBE®


FINTECH

BANKING

PAYMENTS

NEW POSTS

  • Practical Tips for Navigating SEC Comment Letters

    February 26, 2020 at 12:00PM Comment letters from the SEC can come out of the blue, require a lot of work involving executive leadership and the board and result in changes to disclosures and internal processes. Parker Poe’s Julie Rizzo and Doug Harmon provide tactical guidance on planning in advance and responding well. Receiving a comment letter from the Securities […] The post Practical Tips for Navigating SEC Comment Letters appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2wafwTz
  • MediaPRO: 2020 State of Privacy and Security Awareness Report

    February 25, 2020 at 08:57PM Sponsored MediaPRO recently released its “State of Privacy and Security Awareness Report,” revealing evolving progress and challenges in employees’ security awareness and workplace privacy knowledge in the wake of tougher laws like GDPR and the new California Consumer Privacy Act (CCPA). In surveying a diverse section of employees’ roles and titles across industry sectors, MediaPRO […] The post MediaPRO: 2020 State of Privacy and Security Awareness Report appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/37VKb4l
  • AI Regulation Takes Shape: A Look at the EU and U.S.

    February 25, 2020 at 12:00PM Simona Lipstaite and Michael Clauser of Access Partnership consider early-stage artificial intelligence regulations in the U.S. and EU, as well as their implications for companies operating globally. The clock is ticking on the European Union to legislate artificial intelligence (AI). The new European Commission President, Ursula von der Leyen, has promised AI regulation in the […] The post AI Regulation Takes Shape: A Look at the EU and U.S. appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2SUSt8i
  • Get to Know Sanction Screening

    February 24, 2020 at 08:56PM ComplianceLine host Amanda Hosenfeld is joined by “The Voice of ComplianceLine,” Lucaya Brown and SanctionChat’s Karan Robinson to discuss sanction screening in the workplace (employees, vendors, volunteers, third parties, etc.). The post Get to Know Sanction Screening appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2VlmHmC
  • Takeaways from the DOJ’s 2019 False Claims Act Report

    February 24, 2020 at 12:00PM The DOJ recently released its annual report on False Claims Act enforcement, and FCA enforcement shows no signs of slowing. Bass, Berry & Sims’ Taylor Chenery, Lauren Gaffney and Anna Grizzle discuss what the report reveals. 2020 marks the 150th anniversary of the Department of Justice (DOJ), and based on a recently released 2019 report, […] The post Takeaways from the DOJ’s 2019 False Claims Act Report appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2VhDzL6
  • ProcessUnity Expands Vendor Risk Management Software with New Best Practices Configuration

    February 21, 2020 at 04:39PM New out-of-the-box configuration provides quick-to-deploy, comprehensive solution for third-party risk management  CONCORD, MASS. – ProcessUnity, a leading provider of cloud-based applications for risk and compliance management, today announced a new pre-built configuration of its award-winning Vendor Risk Management solution. Best Practices Configuration for ProcessUnity Vendor Risk Management (VRM) is a pre-configured third-party risk management program with turn-key […] The post ProcessUnity Expands Vendor Risk Management Software with New Best Practices Configuration appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2vPNcpI
  • The NY SHIELD Act is Coming: Time for a Cybersecurity Checkup?

    February 21, 2020 at 12:00PM The New York SHIELD Act will go into effect in just a few weeks, so if your organization serves residents of New York, the time is now to make sure your company is in compliance with the law. Guidepost Solutions’ Matthew Levine provides an overview for compliance pros. In July 2019, New York Governor Andrew […] The post The NY SHIELD Act is Coming: Time for a Cybersecurity Checkup? appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2ujwzCn
  • PwC’s 2020 Global Risk Study

    February 20, 2020 at 10:22PM PwC has just published the 2020 Global Risk Study, compiling insights from risk management, compliance and internal audit professionals to better understand how the risk function at large can succeed in today’s interconnected, 4IR technology-driven and increasingly complex risk landscape. The study revealed some of the most common challenges executives are facing, including: Organizations moving and […] The post PwC’s 2020 Global Risk Study appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2V4oah4
  • Emerging Trends Under the DOJ’s Corporate Enforcement Policy

    February 20, 2020 at 12:00PM Changes are on the horizon for FCPA prosecutions. Nicole Sprinzen and Kara Kapp of Cozen O’Connor offer guidance to help compliance professionals navigate the FCPA landscape given what’s to come, particularly in terms of white-collar prosecutions. Every consideration of whether to self-disclose a violation of the Foreign Corrupt Practices Act (FCPA) ultimately comes down to […] The post Emerging Trends Under the DOJ’s Corporate Enforcement Policy appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/37GqJIV
  • Risk Management During the Coronavirus

    February 20, 2020 at 12:00PM Vicky Yu has seen the effects of the coronavirus firsthand. Here, she offers lessons learned, hopefully to protect those organizations who may yet get an up-close-and-personal view into the outbreak. Since the coronavirus outbreak in China late December 2019, many Chinese companies or multinational companies that have offices in China are facing stress from government […] The post Risk Management During the Coronavirus appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2PbRJJE
  • The “Old” Board Governance Model Needs to Change

    February 19, 2020 at 12:00PM Changing trends, risks and demands necessitate changes in response. Michael Volkov asserts that boards must shift to a broader approach, replacing a single-minded focus on profits with measured consideration of the interests of a wide range of stakeholders. Corporate boards are under increasing attack by investors, shareholders and the public. In the aftermath of corporate […] The post The “Old” Board Governance Model Needs to Change appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2ww5ywb
  • How Organizations are Using Blockchain to Ensure Compliance

    February 19, 2020 at 12:00PM Smaller organizations simply don’t have the resources their larger counterparts enjoy to keep up with compliance requirements. Polyient Labs CEO Brad Robertson outlines how they can clear that hurdle. There are those who still associate blockchain technology – decentralized, transparent immutable digital ledgers – with only two things: Bitcoin and hype. The hype is undeniable, […] The post How Organizations are Using Blockchain to Ensure Compliance appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2vPupec
  • What Could Be Lurking in Your Expense Reports?

    February 18, 2020 at 12:00PM What happens when employees add a few out-of-policy expenses? If reports are reviewed manually, these items might slip right on through, but an AI solution can help flag them. Anant Kale and Josephine McCann of AppZen highlight some of the craziest expenses they’ve seen. Employees who are unfamiliar with your company travel and entertainment (T&E) […] The post What Could Be Lurking in Your Expense Reports? appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2HBfc2Y
  • Critical Considerations for Managing Regulatory Disclosures

    February 18, 2020 at 12:00PM The environment for regulatory disclosure management has become increasingly complex in the financial services industry. Messagepoint’s Patrick Kehoe discusses the compliance issues institutions of all sizes face, along with best practices for meeting those challenges. Each time a financial services company offers a customer a product, it must disclose everything from fees and interest rates […] The post Critical Considerations for Managing Regulatory Disclosures appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/37G9K9s
  • Diligent’s 2020 Outlook: The State of Modern Boardrooms

    February 17, 2020 at 06:48PM Diligent Institute has partnered with CGLytics to explore the corporate governance landscape for 2020. This whitepaper takes a look at last year’s data, outlines predictions for the year ahead and offers an agenda for tackling the big issues of the day. Download your copy of the report below.   The post Diligent’s 2020 Outlook: The State of Modern Boardrooms appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2UXmQMU
  • New Year, New Laws Prompt Changes in Sexual Harassment Training

    February 17, 2020 at 12:00PM #MeToo and evolving anti-harassment legislation are driving demand for new approaches to sexual harassment training. Traliant’s Andrew Rawson discusses three questions to ask when reviewing your training program. In 2020, organizations across industries can expect the spotlight to remain on preventing workplace harassment, improving company culture and complying with an ever-growing list of laws requiring […] The post New Year, New Laws Prompt Changes in Sexual Harassment Training appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2Sx2Pev
  • Predictions for Governance, Risk and Compliance in 2020

    February 14, 2020 at 12:00PM 2020 promises to be a year of significant opportunity and change for organizations, as well as for the governance, risk and compliance (GRC) functions that support them. MetricStream’s Gaurav Kapoor discusses trends and changes to expect this year. New innovations in artificial intelligence (AI) and other disruptive technologies, coupled with a growing focus on culture, […] The post Predictions for Governance, Risk and Compliance in 2020 appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/37md3T6
  • Thoughtful Disagreement as a Competitive Advantage

    February 13, 2020 at 12:00PM Michael Toebe writes about how one executive seeks out different viewpoints to get the best out of his employees, reducing all manner of organizational risks and improving decision-making significantly along the way. When confidence becomes excessive ego, it creates a myriad of problems. It becomes a trap of a belief system; negatively affects effective decision […] The post Thoughtful Disagreement as a Competitive Advantage appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/37jF9yd

POPULAR POSTS


CONTACT US


All rights reserved @ FINTECH TUBE