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  • AI-Based Narrative Generation for Risk & Compliance Reporting

    January 20, 2020 at 12:00PM Many global banks and financial institutions would have been delighted if the adage “the numbers speak for themselves” held true to its meaning; it’d save them from deciphering the numbers they generate constantly for various internal and regulatory reporting activities. Ajay Katara explains how some smart automation can help. If we were to take a […] The post AI-Based Narrative Generation for Risk & Compliance Reporting appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2tqfvu4
  • ICA Inaugural MENA Regulatory and Financial Crime Compliance Conference Arrives in Dubai This March

    January 17, 2020 at 03:38PM His Excellency Ebrahim Obaid Al Zaabi, Director General, Insurance Authority, will deliver the keynote address (January 15, 2020, Dubai) – With over 15 years’ experience in hosting relevant, practical and inspiring events, the International Compliance Association (ICA), the leading professional body for the global regulatory and financial crime compliance community, is excited to bring the […] The post ICA Inaugural MENA Regulatory and Financial Crime Compliance Conference Arrives in Dubai This March appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2NBZGHs
  • Emerging Strategies in the Evolving Area of Predictive Scheduling

    January 17, 2020 at 12:00PM States and cities nationwide have instituted predictive scheduling laws, aiming to give employees a greater sense of certainty around their work schedule. However, with laws varying by jurisdiction, employers don’t enjoy the same level of certainty. Fisher Phillips’ Collin Cook and Anthony Guzman shed some light. For decades, the problem of scheduling has plagued employers […] The post Emerging Strategies in the Evolving Area of Predictive Scheduling appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2NzSxqS
  • Ethical AI is Built On Transparency, Accountability and Trust

    January 16, 2020 at 12:00PM AI systems based on machine learning can be used to audit financial data efficiently and look for financial fraud, but ethical risks exist if the data is biased. Dr. Steven Mintz explores the principles governing the ethical use of AI. Ethics are important, whether in our personal or professional lives. Most people believe that ethical […] The post Ethical AI is Built On Transparency, Accountability and Trust appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/37007my
  • Australian Whistleblower Law Changes

    January 14, 2020 at 06:14PM ComplianceLine’s Amanda Hosenfeld and Calvin Lane discuss recent changes to Australia’s whistleblower laws, which went into effect on January 1. The changes cover four main areas: who has to comply with the laws, what conduct can receive protection, who gets protected and protections for anonymous whistleblower. Calvin also details what organizations need to do to […] The post Australian Whistleblower Law Changes appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/30yyCOJ
  • Workplace Retaliation: A Culture of Fear

    January 14, 2020 at 05:59PM Retaliation can ruin the organization’s culture; it’s bad for the culture, and it’s bad for business. Here, ComplianceLine’s Amanda Hosenfeld and Cailyn Gombka cover what an employer can do to protect the organization and its staff from retaliatory actions. This video was originally shared by ComplianceLine and is republished here with permission. The post Workplace Retaliation: A Culture of Fear appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/378D0Gg
  • How to Build an Effective E&C Program

    January 15, 2020 at 12:00PM Once upon a time, a corporate compliance program might have been a “nice to have” element. Those days are gone. Marc Tasse concludes a two-part series on reputational risks with a framework for building a robust E&C program. Read Part 1 here. A Corporate Compliance Program is an Absolute “Must Have” Over the last few […] The post How to Build an Effective E&C Program appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/3abgtL9
  • Recent Changes from the DOJ and What They Mean for the Compliance Practitioner

    January 15, 2020 at 12:00PM As we move ahead in the ethics and compliance world in 2020, Jay Rosen looks back at some of the DOJ policy announcements – specifically at the FCPA Corporate Enforcement Policy, announced in November 2017 – and considers what proactive strategies companies can use based upon the roadmap given in the Benczkowski Memo and policy […] The post Recent Changes from the DOJ and What They Mean for the Compliance Practitioner appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2FTMPfj
  • Minimizing Liability Under the SEC’s Reg-BI

    January 14, 2020 at 12:00PM RumbergerKirk’s Pete Tepley and Meredith Lees highlight litigation risks posed by the SEC’s Regulation Best Interest (Reg-BI), litigation risks that may arise from Reg-BI’s care and compliance obligations and best practices to mitigate those risks. By looking beyond Reg-BI’s June 30, 2020 compliance date to some of the litigation risks posed by Reg-BI, this article […] The post Minimizing Liability Under the SEC’s Reg-BI appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2uNCiAc
  • 5 Trends for Legal and Compliance to Watch in 2020

    January 14, 2020 at 12:00PM Tens of thousands of respondents have weighed in via multiple surveys, and Gartner analysts have identified 15 legal and compliance hot spots spanning five main trends. Stephanie Quaranta reports on the issues creating or exacerbating the legal, compliance and privacy risks legal leaders must manage. 1. Heightened Regulatory, Trade and Recession Uncertainties Complicate Risk Analysis […] The post 5 Trends for Legal and Compliance to Watch in 2020 appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/37XkkcO
  • Compliance Trends to Help You Prepare for 2020

    January 13, 2020 at 06:24PM Tuesday, January 21, 2020 | 10 a.m. CET / 5 p.m. HKT Organizations recognize their critical role in ending corruption, money laundering, child & forced labor, and make a significant contribution to society through their commitment to the highest standards of ethics, compliance and social governance. Tuesday, January 21, 2020 10 a.m. CET / 5 p.m. HKT Register […] The post Compliance Trends to Help You Prepare for 2020 appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2RbNlKV
  • Third-Party Risk: Reduce Vendor Fatigue & Streamline Assessment Reviews

    January 13, 2020 at 06:15PM Vendor risk assessment questionnaires are vital to the success of your Third-Party Risk Management program. They also can be tedious, time-consuming, and painful–for both your team and your vendors. It doesn’t have to be that way. The right mix of best practices and technology can reduce more risk while ultimately making life easier for you […] The post Third-Party Risk: Reduce Vendor Fatigue & Streamline Assessment Reviews appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2uGkaIh
  • Webinar: Top 10 Risk & Compliance Trends for 2020

    January 13, 2020 at 06:06PM Wednesday, January 15, 10 AM PT | 1 PM ET Don’t miss hearing these renowned experts unveil all the context behind the Top 10 Risk & Compliance Trends for 2020! Presented by Kristy Grant-Hart and Carrie Penman This year marks several cornerstone topics, including election year turmoil, updates to regulatory requirements, hotlines in the digital […] The post Webinar: Top 10 Risk & Compliance Trends for 2020 appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/30fLDMG
  • Culture, Integrity and the Board’s Role in Guarding Corporate Reputation

    January 13, 2020 at 12:00PM The reputational risk that can result from allegations of noncompliance with corruption, bribery or money-laundering regulations is one of the biggest threats facing organizations today. Marc Tasse begins to detail what organizations can do to protect against reputational harm. Corruption, perhaps more than anything, risks irreparably damaging a hard-earned reputation. While reputation risk due to […] The post Culture, Integrity and the Board’s Role in Guarding Corporate Reputation appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2R8EARU
  • Automating KYC Compliance with Smart ID&V

    January 10, 2020 at 12:00PM As customers increasingly prefer to do their banking via smart devices, it’s time for banks to modernize their approach to customer due diligence. Financial crimes compliance expert Sujata Dasgupta provides a deep dive on smart ID&V solutions for KYC compliance. Know your customer (KYC) forms one of the strongest pillars of financial crimes compliance, from […] The post Automating KYC Compliance with Smart ID&V appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/36IfLmf
  • DOJ Recovers Over $3B from False Claims Act Cases in FY 2019

    January 09, 2020 at 08:58PM Department of Justice Office of Public Affairs (January 9, 2020) — The Department of Justice obtained more than $3 billion in settlements and judgments from civil cases involving fraud and false claims against the government in the fiscal year ending Sept. 30, 2019, Assistant Attorney General Jody Hunt of the Department of Justice’s Civil Division announced […] The post DOJ Recovers Over $3B from False Claims Act Cases in FY 2019 appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/39XzAbe
  • Billion-Dollar Baby: Ericsson FCPA Enforcement Action

    January 09, 2020 at 08:39PM The DOJ recently announced a resolution of the longstanding FCPA enforcement action involving Ericsson, a multinational networking and telecommunications equipment and services company headquartered in Sweden. The matter was stunning in the total amount of fines and penalties assessed, coming in at just over $1.06 billion, consisting of a criminal fine assessed by the DOJ […] The post Billion-Dollar Baby: Ericsson FCPA Enforcement Action appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/2R1fIvd
  • NAVEX Global (Lockpath) Recognized by Gartner

    January 09, 2020 at 08:18PM PORTLAND, Oregon (BUSINESS WIRE) — NAVEX Global®, a Leader in integrated risk and compliance management solutions, has been recognized in Gartner Inc.’s report, Critical Capabilities for IT Vendor Risk Management Tools1, published on December 19, 2019 and authored by Christopher Ambrose and Joanne Spencer. This report is related to the November 2019 report, Magic Quadrant for IT […] The post NAVEX Global (Lockpath) Recognized by Gartner appeared first on Corporate Compliance Insights.

    (This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.) via Corporate Compliance Insights http://bit.ly/36CWGlu

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